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Description
Periodic reviews are critical to maintaining compliance and managing risk, yet gaps in these processes can leave financial institutions vulnerable to legal, regulatory, and operational risks. This webinar will focus on the key areas of Nacha Rules and FFIEC guidance that impact periodic reviews for ACH and remote deposit capture customers. Learn how to identify gaps in your review processes, mitigate risks, and strengthen your institution’s compliance framework. Through real-world examples and actionable strategies, you’ll gain the tools needed to ensure your periodic reviews are thorough, effective, and aligned with industry expectations.
Key Take-Aways:
- Identify commonly overlooked gaps in periodic reviews
- Understand how missed requirements can lead to legal and compliance risks
- Learn best practices for conducting comprehensive reviews
Who Should Attend?
- BSA Officers and Support Teams
- Call Center
- Client Facing Teams
- Deposit Operations
- Electronic Banking
- Finance and Accounting
- Fraud Management
- Internal Audit
- In-House Counsel
- Risk Management
- Senior Leadership
- Treasury Management
Speakers: Kelly Rozier, AAP, APRP, Associate, Payments, Regulatory Compliance and Financial Crimes